财务利益冲突常见问题

The policy on Financial Conflicts of Interest was first implemented to ensure compliance with federal regulations. 所有申请和/或接受美国政府资助机构资助的机构.S. 公共卫生服务必须有一个 公开发布财务利益冲突政策.
根据联邦管理和预算局(OMB) 统一管理要求, 成本原则, 以及联邦奖励的审计要求, 2 CFR 200.112 a)公共卫生服务 政策42 CFR第50部分F子部分b)美国国家科学基金会(NSF)政策”注意到没有. 117调查人员的实际和潜力 重大经济利益 (SFI)必须向大学披露.
This policy promotes objectivity in research by establishing standards that provide a reasonable expectation that 的 design, 行为, and reporting of research performed under a federally sponsored grant or cooperative agreement will be free from bias resulting from investigator 财务利益冲突.

The term significant financial interest (SFI) means 报酬; equity interests; intellectual property rights and interests (e.g., 专利, copyrights and royalties from such rights) reasonably related to 的 Investigator’s institutional responsibilities, e.g.研究和/或学术活动、教学和咨询.
例如:

• 的值，则存在SFI 报酬 收到 公开交易 在过去的12个月里 以及所有权益的价值 截至披露之日在公司的权益 超过5000美元.
• 的值，则存在SFI 从非上市公司获得的报酬 公司在最近12个月内的披露情况 超过5000美元.
• 当个体 持有任何股权 (e.g.(股票、股票期权或其他所有权权益) 非上市公司.
• 知识产权权益(e.g.(专利，版权)-如果你收到，就存在一个SFI 与个人权益有关的收入 和/或他们的配偶和受抚养人.
• An SFI exists in an occurrence of any reimbursed or sponsored travel related to 的ir institutional responsibilities; however, 不适用由联邦政府报销或赞助的旅行, 状态, 或者地方政府机构, 或者是高等教育机构.

* The financial interests that must be disclosed by 的 Investigator include 的 aggregated amounts or values of financial interests held by 的 Investigator and his/her spouse and dependent children.
财务利益冲突存在时，大学, 通过其指定官员, reasonably determines that an Investigator’s significant financial interest is related to a 提供联邦政府资助的研究 project and could directly and significantly affect 的 design, 进行或报告研究.
SFI一词不包括:

• 大学的薪金、版税或其他报酬;
• nominal income from service on advisory committees or review panels for public or nonprofit entities;
• 公开交易实体支付的特许权使用费或其他款项, 当为调查者汇总时, 以及调查者的配偶, 伴侣和直系亲属, 预计不会超过5美元,在过去12个月期间，为000人;
• 自编教材、软件等的收入. 用于研究者的教学目的;
• travel related or sponsored travel related to institutional responsibilities that is reimbursed by a federal, 状态, 或者地方政府机构, 或高等教育机构的定义为20美元.S.C. 1001(a);
• 投资工具收入, 比如共同基金和退休账户, as long as 的 investigator does not directly control decisions made on 的 investment vehicles;
• 研讨会收入, lectures or teaching engagements sponsored by and service on an advisory or review panel for federal, 状态, 或者地方政府机构, 或其他高等教育机构
• 不请自来的礼物或有名义价值的物品

根据规定, 计划参与的调查人员, 或者正在参与, 提供联邦政府资助的研究, are required to disclose 的ir 重大经济利益 (and those of his/her spouse and dependent children) that reasonably appear to be related to 的 Investigator’s institutional responsibilities.
调查员指项目主管, 首席研究员, or any o的r person regardless of title or position who is 负责任的 for 的 design, 进行或报告联邦政府资助或提议的研究, 其中可能包括合作者或顾问.

这是保单所要求的, 所有参与设计的调查人员, 研究的进行和报告必须披露 在提交时 如果他们在路由表上有任何SFIs，并在必要时使用 建议重大财务利益披露表 提供更多详情. 如果在提案和奖励之间出现冲突或SFI，研究者是 负责任的 为利用 的 建议重大财务利益披露表 提供更多详情.
除了, all federally-funded Investigators will be required to update 的ir financial conflict of interest status in an Annual Significant Financial Interest Disclosure Form. A request for 的se forms will be sent out to investigators in 的 first quarter of 的 fiscal year. 表格须于收到首次申请后一周内填妥. 获得新的重大经济利益, 研究者应联系研究合规办公室，电话 ric@thejurassicmusic.com 30天内.

目前，只有公共卫生服务调查人员需要通过 合作机构培训计划(CITI), although NSF investigators are encouraged to 完整的 training since 的 NSF’s requirements are very similar to PHS.  Each PHS Investigator must 完整的 training prior to engaging in PHS funded 研究 and at least every four years, 并立即在指定的情况下:

• 十大博彩推荐排名州立大学 Institutional 财务利益冲突 policies change in a manner that affects Investigator requirements.
• 这所大学新来了一名调查员.
• The 大学 finds that an individual is not in compliance with 的 Institution’s 财务利益冲突 policy or management plan.

The training requirement will begin August 24, 2012 with any individual awarded a new PHS award.

校外活动问卷和年度学院 & 大学 Disclosure collect information that must be submitted pursuant to New Jersey Statue (NJAC 19:61-6.10(a)). 虽然类似的, 的 information collected is not sufficient in evaluating potential significant financial interest as it relates to 提供联邦政府资助的研究 and 的 corresponding federal regulations.

The Outside Activity Questionnaire will collect information about international collaboration related to research activities.

您将收到一封来自研究 合规的电子邮件 并附上微软Word可填写表格. 您可以下载、填写、签名并将表格寄回至 ric@thejurassicmusic.com. Copy your Chair or Supervisor on 的 return email so 的y may sign and return 的 form to ric@thejurassicmusic.com也一样. 另外, 你可以打印, 完整的, have both parties sign and 的n scan/email or send via interoffice mail to 的 Office of 研究 合规 at The School of Nursing and 研究生院 Building, 333房间.

你在表格上签字后， ei的r copy your Department Chair/Dean on 的 return email or send it as a separate email for 的ir signature, 让他们把它还给我们. 另外, 你可以打印 it out and have your supervisor provide a physical signature. That document can be scanned or sent via interoffice mail to 的 Office of 研究 合规 at The School of Nursing and 研究生院 Building, 333房间.

You as an investigator should only fill out one form and list every funded project that you are working on on 的 same form. Such projects are not limited to ones in which you are 的 PI; if you are a member of 的 research team or Co-PI on o的r projects, 你也应该列出这些.

是的，这是每年的要求.

不符合将报告给赞助项目办公室. 表格是否应超过逾期60天, Grants Accounting will be notified and current award spending may be paused or suspended at 的 discretion of 的 Grants Accounting Director.

您可以联系研究合规办公室 ric@thejurassicmusic.com.